by Ben Miller | Jul 30, 2014 | Education
Earlier this month, judge and jury for the U.S. District Court in Manhattan acquitted hedge fund manager Rengan Rajaratnam of insider trading. This marks the first acquittal during the recent crackdown on insider trading. We reviewed several good summaries of the...
by Ben Miller | Jul 11, 2014 | Education
This is our second installment in our series about systems for Meeting Tracking and Meeting Compliance that will satisfy your regulators and impress your investors while adding significant business value. In this installment, we outline what information is most...
by Ben Miller | Jun 27, 2014 | Education
Do your buy-side analysts conduct research meetings – such as management meetings, corporate access events, conferences or primary research (or expert) calls? If so, in our experience, your regulators and investors are going to ask about your recordkeeping and...
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